Core Services

Protect your brand through FundRock’s oversight and due diligence process

Our team of experts perform oversight and due diligence on a daily basis, to keep you informed of the findings and pro-actively help you resolve any issues that are identified in the process.

Benefit from:

• Monitoring of the Central Administrator, including Fund Accounting and the Transfer Agency: We review processes, procedures and ongoing activities performed by the central administrator. This includes monitoring the activities of the transfer agency, NAV calculations, fund dissemination, as well as regulatory and financial reporting
• Monitoring of the investment manager: We review processes, procedures and ongoing activities performed by the investment manager
• Monitoring of the distributor: We review processes, procedures and ongoing activities performed by the distributor
• Monitoring of the depositary: We review processes, procedures and ongoing activities performed by the principal depositary

Stay abreast of regulatory changes and ensure your funds are compliant with legal and regulatory requirements

Keep on top of regulatory changes and ensure your funds are remain compliant.

Benefit from:

• Regulatory liaison
• New regulation implementation support
• Monitoring, evaluation and reporting of compliance risks
• Assistance in the control of compliance risks
• Regulatory workshops for you and your team

Giving you the insights to achieve your investment goals

Benefit from:

• Long-term partnership
  We will assign you a dedicated relationship manager to help you understand your business at an in-depth level, and to assist you in achieving your investment fund related goals
• Strong leadership
  We are acknowledged by the regulator for our professionalism and our pro-activity in driving industry innovations that keep clients and the industry safe
• An experienced and balanced management team
  We are proud to say that on average, our managers have more than sixteen years of industry and technical experience
• The expertise of our dynamic and diverse team
  We are passionate about what we do and continuously invest in our talent in order to drive progress. Our highly trained fund management services industry experts will provide you with local market insight as well as global expertise in more than 20 languages. This enables you to build on our diversity to drive innovation